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U.S. Securities and Exchange Commission
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#	Item
741	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-07 06:36:14 Finance Financial system 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Security Form 144 Net capital rule United States securities law Financial economics United States Securities and Exchange Commission
742	Conformed to Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 [Release Nos; ; ; File No. S7RIN 3235-AL39 Amendments for Small Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-20 15:59:52 Financial regulation Financial economics 73rd United States Congress Finance Stock market Securities Act Securities Exchange Act Regulation D U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission SEC filings
743	Principles and Regulations for Research-Related Conflicts of Interest1 IOSCO Principles and Core Measures2 I. Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Financial analyst Securities research Investment banking Economics U.S. Securities and Exchange Commission International Organization of Securities Commissions Global settlement Sarbanes–Oxley Act Sell-side analyst Financial services Business Finance
744	Proposed Rule: Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-05-14 12:40:45 United States Securities and Exchange Commission United States securities law Finance Systemic risk Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Financial economics 73rd United States Congress
745	Case 2:15-cvDocument 1 FiledPage 1 of 30 Page ID #: Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-07 15:58:58 Economics Life insurance Universal life insurance Whole life insurance Securitization Viatical settlement U.S. Securities and Exchange Commission Insurance Financial economics Investment
746	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-23 17:52:34 Broker-dealer Fixed income market U.S. Securities and Exchange Commission Financial system Motion Securities Exchange Act Finance Financial economics United States Securities and Exchange Commission United States securities law
747	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 06:35:26 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law United States Securities and Exchange Commission Financial economics
748	Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 10:09:58 Investment banks Fixed income securities Structured finance Primary dealers Credit Suisse Asset-backed security First Boston Mortgage-backed security U.S. Securities and Exchange Commission Investment Financial economics Finance
749	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 16, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-15 19:50:56 SEC filings Government Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Financial regulation Financial economics United States securities law United States Securities and Exchange Commission 73rd United States Congress
750	Microsoft Word - Policy 10 - Insider Trading - FINAL.docx Add to Reading List Source URL: wwwext.amgen.com Language: English - Date: 2015-04-08 18:32:26 Financial economics Financial system Corruption Insider trading SEC Rule 10b5-1 SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission United States securities law Economics Stock market